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senior compliance officer





Senior Compliance Officer (Luxembourg)



Our client is a large trust firm in Luxembourg and is expanding. Therefore they are looking for their office in Luxembourg for a talented, motivated and pro-active Senior Compliance Officer.


The SeniorCompliance Officer assists local management in securing compliance with the KYC policies and guidelines of our client, local AML and anti-terrorist financing legislation and local regulatory legislation and guidelines as issued by the Regulator.



Tasks and responsibilities



  • Writing procedures, developing forms, keeping such procedures and forms up to date with new developments
  • Keeping informed as to present and future legislation and regulatory developments in the jurisdiction
  • Maintaining an instant overview of complete and incomplete KYC records and monitoring the actions taken to complete KYC records
  • Facilitating group wide training and education to employees as to policy, legislation and procedures
  • Receiving and handling internal reports of unusual or suspicious transactions as per the procedures developed
  • Reviewing KYC records as to completeness including verifying that due diligence has been performed and that the (due diligence) standards of our client are complied with
  • Maintaining an instant overview of complete and incomplete KYC records and monitoring the actions taken to complete KYC records
  • Monitoring clients and their activities who are identified for such actions


Qualifications and experience



  • Master/Bachelor in Law/Finance or an equivalent degree
  • 4-6 years professional experience in a Compliance related function in an AIFM
  • Profound knowledge on AIFM legislation and CSSF Circular 18/698
  • Deep knowledge on Luxembourg AML and AIF Compliance laws
  • Profound knowledge in Delegates Oversight and Complaints Handling will be considered as a plus
  • Knowledge of MS Office
  • Fluent in English additional language would be considered an asset


Interested?



If you are interested in this opportunity, please send your curriculum vitae and covering letter reference ‘Compliance officer Luxembourg’ outlining your interest in the role via e- mail to legal@lexiussearch.com You can find more information about our organization, on our website: www.lexiussearch.com. If you have any questions pertaining to the job offer, you can contact us by email, your questions will be answered within 24 hrs.



Location



Luxembourg





Corkstraat 46, 3047 AC Rotterdam
Tel: 010 - 467 50 28



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